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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
Zakup książki
Culture Audit in Financial Services, Roger Miles
- Język
- Rok wydania
- 2021
- Oprawa
- (twarda)
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- Tytuł
- Culture Audit in Financial Services
- Podtytuł
- Reporting on Behaviour to Conduct Regulators
- Język
- angielski
- Autorzy
- Roger Miles
- Wydawca
- Kogan Page
- Rok wydania
- 2021
- Oprawa
- twarda
- Liczba stron
- 448
- ISBN13
- 9781789667776
- Seria
- Tagi
- Biznes
- Ocena
- 4 z 5
- Opis
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
