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Culture Audit in Financial Services

Reporting on Behaviour to Conduct Regulators

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  • 448 stron
  • 16 godzin czytania

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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.

Wydanie

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Culture Audit in Financial Services, Roger Miles

Język
Rok wydania
2021
Oprawa
(twarda)
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Tytuł
Culture Audit in Financial Services
Podtytuł
Reporting on Behaviour to Conduct Regulators
Język
angielski
Wydawca
Kogan Page
Rok wydania
2021
Oprawa
twarda
Liczba stron
448
ISBN13
9781789667776
Seria
Tagi
Biznes
Ocena
4 z 5
Opis
Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.